Mangold Investment Banking

Questions & Answers

Mangold Certified Adviser is one of the leading actors on Nasdaq First North Growth Market, assisting those planning a listing or already listed.

Questions & Answers

Here we have gathered the most common questions about our role as a Certified Adviser. If you do not find the answer you are looking for, you are always welcome to contact us for more information.

What is a Certified Adviser?

Companies listed on Nasdaq First North Growth Market must have a Certified Adviser from the application phase and throughout their listing period. A Certified Adviser acts as a regulatory advisor, an intermediary between the company and Nasdaq, and oversees the company’s information disclosure. Contact us at ca@mangold.se for more information.

What is a Mentor?

Companies listed on NGM Nordic SME Sweden (“NGM”) must have a Mentor approved by NGM for the first two years after listing, after which they may choose to continue with this advisory service voluntarily. The Mentor’s role is to support the company with regulatory and disclosure-related matters. Contact us at ca@mangold.se for more information.

What is a Qualified Adviser?

Companies on Spotlight Stock Market are not required to hire an external adviser, but proper information disclosure requires knowledge and experience, which we can provide. We tailor our advisory services to meet your needs. Contact us at ca@mangold.se for more information.

Is a Certified Adviser the same as a Mentor on NGM Nordic SME Sweden?

A Certified Adviser on Nasdaq First North Growth Market has similar but more extensive responsibilities than a Mentor on NGM Nordic SME Sweden. The Certified Adviser always acts as an intermediary between the company and the stock exchange and has a limited but crucial responsibility for overseeing the company’s information disclosure.

Why Choose Mangold as Your Certified Adviser or Mentor?

  1. Proactive support and high availability: We work proactively to ensure accurate and reliable information disclosure. Our high availability means we are there when you need us.
  2. Broad expertise and experience: Mangold works sector-agnostically and has experience with companies across various industries. Our team combines legal and financial expertise to meet your specific needs.
  3. Advisory and strategic partner: We listen to your reasoning and serve as a support system in your internal processes. You know your company best, and we strive to guide you constructively.
  4. Independent and dedicated division: The Certified Adviser division operates independently from other departments at Mangold.
  5. Training for board and management: We help strengthen your competence through customized training for key personnel in your company.
  6. Market insights and regulatory updates: Mangold keeps a close eye on the financial industry, sharing this knowledge with our clients through newsletters and regular updates.

Do you offer training on MAR and information disclosure?

Yes, we offer training on MAR and information disclosure for listed companies, tailored to suit your specific needs and preferences. Contact us at ca@mangold.se for more information.

When should we engage a Certified Adviser in the listing process?

Once your company has established the fundamental conditions for a listing and completed the initial preparations, it is time to contact us. We will guide you through the next steps of the process.

Our role can be tailored to your needs and can include everything from project management and documentation preparation to handling communications with Nasdaq. Please note that you will need to engage a legal advisor with listing experience.

Do you assist with a change of trading venue to Nasdaq First North Growth Market?arket?

Yes, we are happy to act as your Certified Adviser for transfers to Nasdaq First North Growth Market. Contact us at ca@mangold.se for more information.

What happens if a company does not comply with First North Growth Market regulations?

If a company fails to comply with First North Growth Market regulations, it may face criticism, fines, or, in the worst case, delisting from the trading platform. Ensuring compliance with all rules and requirements is crucial. A Certified Adviser can help make sure your company meets all necessary obligations.

How much do your services cost?

Each process and company is unique. Our pricing is customized based on the scope of the process and the company’s specific needs. Our ongoing Certified Adviser services are available at a fixed monthly fee. Contact us at ca@mangold.se for more information.

Can we schedule a meeting to learn more?

Absolutely! We would be happy to meet with you. Contact us at ca@mangold.se, and we will get back to you with a suitable time.

Contact us for a Certified Adviser

If you want to know more about how a Mentor can help you, do not hesitate to get in touch.

Do you want to be contacted by us?

The goal of a Certified Adviser is to make a difference. Fill out the form and send, and we will contact you!

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